The Dark Side of
the Force: One Hundred Years of the Sociology of Race
Howard Winant
What was the racial
scene at the time of the American Sociological
Society's founding in 1905? How race-conscious and racially organized
was the
world the founding "fathers" saw at that moment? How racialized were
US social ties and identities, and those of the 1905 intellectual
world,
broadly conceived? On a general level these questions answer
themselves. Of
course race was present, as present (at least) as it is today in US
everyday
life and social structure. Race has always been present, indeed
foundational,
since the earliest moments of modernity.
But what race meant in 1905 is less
certain. How has that meaning changed,
how has it developed, and how has it been challenged as it came down to
the
present day? To what extent has sociology influenced general
conceptions of
race, and to what extent has the field itself been shaped by racial
meanings
and racial conflicts? These questions require our consideration; they
are the
subject of this essay.
As a sociohistorical
concept race connects to numerous familiar themes:
the body and its social meaning, territoriality, (in)equality,
identity/difference, collectivity and politicization. But this has not
always
been the case. One hundred years ago the physiognomic, corporeal
dimension of
race was the dominant theme in nascent sociological thought. Although
an
alternative view was beginning to take shape -- one that conceived of
racial
difference as largely sociocultural -- the idea of race as a political
phenomenon, a matter of movement activity and policy formation, went
virtually
unheard in 1905. Race was not viewed as a political issue except by
opponents
of the disciplinary consensus like W.E.B. Du Bois.[1]
BACKGROUND
At the turn of the
20th century biologistic views of race were in
command. Evolutionism had taken over. "Race-war" was a source of
anxiety to early sociologists: race was about migration and fertility,
"breeding," and human genetics as it was then understood. It was
also about development, though this too was conceived in a biological
way. Empire
and colonialism were comprehended and justified (in Europe most
centrally, but
elsewhere as well) as the logical outcomes of racial differences among
the
world's peoples. Non-Europeans, seen as backward and uncivilized, were
thought
to need and benefit from the uplifting forces of colonial rule.
In the US it was
seen as "natural" that the black South and
Native American peoples would be subdued by the "more advanced" white
races. The Plessy decision had
recently been handed down (in 1896). What we would
now call
Òethnic cleansingÓ of indigenous people (seen most
centrally in the 1887 Dawes
Act) had been completed; it was widely supported as
ÒcivilizingÓ these
supposedly backward and savage nations (or tribes). Tensions on the
Mexican
border were merely ÒnormalÓ in 1905, but would soon
intensify with the
revolutionÕs onset in 1910; the border states and Southwest were
rife with
anti-Mexican racism (Almaguer 1994). The restriction of Asian
immigration (the
Chinese Exclusion Act was reenacted in 1904; the
ÒGentlemanÕs AgreementÓ with
Japan would be concluded in 1907) was considered "natural" as well,
for Asians were viewed as unassimilable aliens in America: their
presence en
masse so threatening (especially to labor) that their widespread influx
could
not be tolerated.
On the other hand a
new imperial age was dawning: the "little
brown people" (as McKinley called them)[2] of the
Philippines,
Puerto Rico, and Cuba were now ripe for US colonization. This too was
"natural," a patent continuation of the expansionism of the 19th
century. Not only would the US prosper from heightened control of the
Caribbean, the isthmus of Panama, and the Pacific rim, but the areas
thus
subjected would gain as well: they would be civilized and Christianized
by
imperial activity.[3]
In 1905 race was as
much a global issue as it was a US one. Colonial
resources and labor fed, clothed, and housed the imperial countries
that
exploited their riches. In the Congo King Leopold's massacres continued
unimpeded, a fact reported in detail by Robert E. Park (not yet
installed at
the University of Chicago) and by George Washington Williams, another
pioneering journalist/sociologist of race (Hochschild 1998).
ÒSemper novi quid
ex Africa!Ó Du Bois repeated in his analysis of ÒThe
African Roots of the WarÓ
(1995 [1915]). Imperial rivalries shaped international relations, an
arena in
which the US was a newcomer, albeit a formidable one. On the Russian
front, the
Japanese defeated the Czar in the Pacific in 1905, and the first
Russian
revolution erupted that same year; it featured strikes, mutinies (on
the Potemkin and elsewhere), and
government
troops shooting down unarmed demonstrators in the streets of St.
Petersburg.[4] These events all had
racial dimensions.
These were but some
of the main events that shaped the sociopolitical
context in which the founding sociologists were working. Although they
were
necessarily subject to the Òcommon-senseÓ prevailing at
the field's founding
moments, they were far from wholly subservient to it. To some of the
fieldÕs
Òfounding fathersÓ like Sumner and Giddings race was a
matter of human
biological nature, instinctual, Òhardwired.Ó It was an
intractable matter, a
question of evolution, not sociality. But other leading sociologists
like
Albion Small -- the founding editor of the American Journal of
Sociology
Ð had published critical appraisals of what we would now call
ÒracismÓ since
before the American Sociological SocietyÕs founding in 1905. In
his 1980
assessment of the 20th-century sociology of race, Thomas
Pettigrew
noted that Òcritical work is in the minority throughoutÓ
the whole arc of
mainstream sociological writing on the subject (Pettigrew 1980, xxv).
But
challenges to the received wisdom were still present from the first in
such
publications as the AJS. These critical reappraisals of the
received
racial wisdom included contributions by such vital figures as W.I.
Thomas,
Charlotte Perkins Gilman, W.E.B. Du Bois, Monroe Work, and various
writers
associated with Jane Addams[5] and ChicagoÕs Hull
House (Deegan
2002). Still, in 1905 and for a long time thereafter, the sociology of
race
took shape almost exclusively as a conversation among whites, even
though this
required the marginalization of W.E.B. Du Bois, who was not only the
founder of
the field in its modern, empirical, and theoretically sophisticated
form, but
also arguably the founder of modern American sociology tout court. [6]
The origins of American sociology considerably predate the founding of the American Sociological Society in 1905. Just as in Europe the field developed to interpret onrushing social change, so too sociology arose in the US: in response to pressing demand for new social knowledge. In France sociology was invented during the era of Comte and de Tocqueville as a "positive science of society," a tool to explain industrialization, the downfall of absolutism, and colonial war.[7] In the US sociology arose in response to racial upheaval and the crisis of the slave system. The onset and intensification of US convulsions over racial slavery roughly paralleled the European transition from absolutism to democratic rule, as well as the trajectory of industrialization. The Civil War was among other things a semi-revolutionary battle to overthrow absolutism in its American incarnation, as Du Bois argued (see below). So it should come as no surprise that in the US the nascent field found in the racial problematic some of its earliest and most foundational explanatory tasks.[8]
In 1873 Herbert
Spencer's The Study of Sociology crossed the
Atlantic to the US. Spencer, a contemporary of Darwin,[9] asserted that a racial
instinct
was crucial to human evolution, thus joining a long list of taxonomists
whose
preoccupation was the racial ranking of human groups. SpencerÕs
influence was
crucial in launching US academic sociology; the title of Spencer's
first book (Social
Statics), was a phrase he had borrowed from Comte.
But even Spencer's
was not the first sociological voice to make itself
heard. In the US the sociology of race had predated the arrival of
Spencer's
ideas. Societal transformations that commenced with the rise of
abolitionism,
continued through the Civil War and its horrors, and were perpetuated
by the
partial emancipation and then virtual reenslavement of southern Blacks,
provided the earliest demand in the US for something called
"sociology." The first avowed US sociologists anteceded the American
Sociological Society's debut by more than half a century; they were
defenders
or apologists for slavery, intellectuals like Henry Hughes (Hughes
1854; see
also Lyman 1985; Fredrickson 1971), George Fitzhugh, as well as critics
of the
institution like Hinton Rowan Helper (Wish, ed. 1960). HughesÕs
1854 tract --
pro-slavery, agrarian, anti-industrialist, and at its core romantic --
was the first
to use the term ÒsociologyÓ in the US. When Du Bois in
1935 interpreted the
Civil War as the second stage of the American revolution, the
completion of the
transition from absolutism to democracy in the United States, he was
linking
the political sociology of slavery and abolition to that of European
empire and
the industrial revolution.[10]
So there were direct
lines connecting early US sociology to racial
matters. The ranks of both advocates and critics of racial slavery
included
self-described sociologists, because -- as in Europe -- the process of
socioeconomic development and the ferocious conflicts it generated
demanded
explanation, both at the elite and mass levels. Racial conflict played
a
parallel role -- that of generating a "great transformation" (pace Polanyi) in the US
-- to the one
played by the downfall of absolutism and onset of capitalism in Europe.
Racial
slavery and native conquest and slaughter displayed an absolutism all
their
own, of course. But beyond that the rise of capitalism also followed an
expropriative policy toward lives and labor and land -- some of
Polanyi's
"fictitious commodities" (2001 [1944]) --
in the US. Du Bois saw a resemblance here with that of Marx's
"primitive
accumulation," and indeed so did Marx.[11] In the US
this process
was greatly shaped by race, since substantial conflict and confusion
surrounded
the race/class distinction there. For example, building on Du Bois,
Roediger
examines the paradoxical identities of white workers in the antebellum
US: were
they "freemen" or "servants"? Since the category of
"servant" described enslaved blacks, white men resisted it. Especially
in the Jeffersonian, southern tradition where whiteness conferred
the status of "master" -- i.e., self-possessing, "yeoman,"
property-owning, citizen -- no honorable white male could have a master
over
him; no white could be a servant. Yet propertlyess whites could not
avoid a
sort of US "enclosure" in the developing capitalist system: this was
the making of the American working class, so to speak. Only by
reinforcing
racial distinctions -- through which becoming a worker meant joining
the class
of masters, the white men -- could the opprobrium of enslavement be
avoided
(Roediger 1991).[12]
APPROACHING RACE
So what constitutes
the sociology of race anyway? No positivisms of any
type will allow us to answer this question, any more than old
travellers'
accounts or travestied applications of Darwinian concepts[13] would do. To grasp the
sociologies of race (and "racial
studies" more broadly understood as well) proposed over the last
century
and down to the present is to understand the field genealogically. Here I survey the
trajectory of
the sociology of race over the last hundred years by means of a
discussion of
the rise and fall of four racial paradigms within the field: the biologistic
paradigm,
the pragmatist paradigm, the structural-functionalist/civil
rights paradigm,
and the social movement v. neoconservative paradigm.
These four
ÒmomentsÓ or episodes in the recent history of the field
were
deeply linked to broader sociopolitical trends. In this account the
developing
sociology of race is seen as a series of competing and episodic efforts
both to
contain political conflict over race and to foment it.
Politically the field
may be divided, like Gaul, in three parts:
mainstream, insurgent, and reactionary. Broadly speaking, mainstream sociological
approaches to race
have sought to explain and help contain upsurges in the ongoing racial
conflicts that characterize US society; insurgent approaches have
endeavored to
explain those challenges in order to advance them; reactionary sociologies of race
have tried to
explain these challenges in order to reverse them. When threats and
disruptions affecting society-wide -- and disciplinary --
understandings of the
meaning of race have grown too formidable, too dangerous to ignore, the
field
of sociology has been forced to respond. When race riots,
racially-based mass
mobilizations, and race-related opposition to established political
leaderships
have confronted the US status quo too fiercely, sociological research
on the
subject of race has ramped up. Continuing racial inequalities have been
noted,
explanatory accounts developed, and policy reforms advocated. That has
been,
mutatis mutandis, the mainstream sociological approach to race.
Insurgent sociologies
of race arise
from time to time in alliance with these same challenges: radical,
nationalist,
and egalitarian voices have repeatedly made themselves heard, most
notably in
the post-WWII period. The field's allegiances and commitments are
typically
called into question by insurgent positions within it. Racial
challenges are
often linked to global tensions, to parallel political issues like
class and
gender conflict, and to crises of American identity and purpose. In the
post-WWII era, for example, racial crisis intersected with Cold War
issues,
anticolonial and antiwar movements, the rise of
Òsecond-waveÓ feminism, and an
intense period of soul-searching over national identity and public
morality.
Reactionary
approaches to race are also common responses to racial
conflict. Intellectual tendencies considered dead and buried have a
habit of
resurfacing in respect to race. For example, biologistic accounts and
religious explanations of racial difference and inequality, as well as
appeals
to racial nationalism and nativism, have frequently re-emerged at times
of
heightened racial conflict. These positions also exhibit global
linkages and
affinities with parallel political universes: in the heyday of eugenics
biologistic racism spanned the globe; the rise of fascism and its easy
articulation with traditional US white supremacy is another familiar
example;
racial reaction, homophobia, anti-feminism, and anti-communism go
together
nicely as well. In the sociology of race these positions typically take
the
form of condemnation of government interventionism and celebration of
racial
laissez-faire (Òbenign neglect,Ó etc.), calls for more
vigorous law
enforcement, and victim-blaming.
Race has always been
a deeply political subject, whether or not it was
recognized as such in sociology. Hence mainstream writers, radical
egalitarians, and reactionaries have time and again deployed all the
theoretical and empirical resources they could muster in their efforts
to
reformulate the enigma of race in US society. But for all the
significance of
racial politics, sociological approaches to race have been driven by
other
influences as well: our own rationalistic impulses, our hunger for
scientific
status, and our sense of political and moral obligation have forced us
continually to reinvent the sociology of race, in the process recurring
to
ideas that had been thought discredited, and returning to refight old
battles
once again. As much as the movements, identities, and social
relationships
studied within the field of sociology, the discipline itself has
periodically
been a zone of contention.
So the field of
sociology is necessarily part of the problem it is
trying to explain. The sociology of race has been severely criticized
for its
"failure of perspective," as two well-known books on the subject were
subtitled (Lyman 1972; McKee 1993). The field has also been seen as
progressing, however unevenly, away from its own racism and toward a
more
scientific as well as tendentially more egalitarian perspective
(Pettigrew, ed.
1980).[14] Spokespersons for the
organized
discipline of sociology have frequently sought to foster racial
reformism in US
society at large: in this regard just consider the names of various
post-WWII sociological
"schools of thought" about race: assimilationism, pluralism, race
relations, multiculturalism. Yet reformism is better understood as
incorporation and absorption of conflict than as conflict resolution.
That is
the meaning of GramsciÕs term Òhegemony.Ó
From the
vantage-point of a centuryÕs intellectual experience, we can
see that each of these three politically-oriented
ÒperspectivesÓ Ð- the
mainstream, insurgent, and reactionary approaches -- has proved
inadequate in
the face of a set of racial conditions (not problems but fundamental
structures) endemic not only to the US but to the Òmodern
world-systemÓ as a
whole.
In the roughly
diachronic account that follows, I address the
conditions in which studies have been carried out and theories
elaborated in
the sociology of race. No attempt is made systematically to consider
the
literature; that would be impossible anyway in this space. Rather I
provide a
sort of periodized conceptual history, a genealogy, of the sociology of
race. Basing
my approach on the claim that social thought is "demand-driven," I
begin by discussing the biologistic paradigm: the theoretical
formulations and
research frameworks on view in the early sociology of race. From that
point
forward, I make bold to say, the field has gone through a series of
crackups, a
sequence of periodic re-formulations and re-searches, reiteratively
trying to
make sense of race. At each crisis-point the contradiction between the
dominant sociological paradigm of race and the larger explanatory
ÒworkÓ that
paradigm was required to perform became too great, too explosive. Under
these
conditions the field retreated into a confused interregnum of sorts
while a new
paradigm was framed, usually on the basis of the radical criticisms
that had
subsisted at the margins of the discipline before the paradigmatic
crisis
struck with full force. Sometimes too, reactionary critics have been
able to
intervene in the field, forcing a sociological Òretreat from
raceÓ when the
going got too rough.
Between
crisis-points, critical standpoints have developed in
semi-independence. This claim is particularly true of insurgent
approaches,
but applies as well to reactionary views. Under ÒnormalÓ
conditions in the
discipline, the mainstream paradigm rules; while contending views may
be
marginalized they are not entirely in abeyance. Critics are concerned
with
sociopolitical anomalies beneath the racial radar of the sociological biens
pensants of the
day. When crises occur and a moment of paradigm shift approaches --
which is
often not a moment at all but a more gradual breakdown in established
sociological Òways of seeingÓ race -- these alternative
viewpoints are in
position to exercise their greatest influence.[15]
What forces shape the
sociology of race? What impels crisis,
insurgency, reform and consolidation? I have already noted a rough
correspondence between conflict over race and the field of
sociologyÕs attempts
to address the broad societal demand for explanations. But clearly
something
more problematic has been at stake in the US where race was concerned,
for over
the entire course of the past century the field has moved only
gradually and
incrementally toward a recognition of the breadth and depth of the US
(not to
mention the global) racial problematic. Deep social crises and
traumatic
societal upheavals have been required to demonstrate that sociological
attitudes toward race could be altered, even incrementally. Not unlike
US
society as a whole, the field has maintained a default position of
benignity vis-a-vis
race, operating in what may be characterized the Òas
ifÓ mode:
¥
As if American democracy
were not
sharply called into question by US racial conditions;
¥
As if the US rise to global
power did not
have significant racial dimensions;
¥
As if the founding
scenarios of US
society Ð conquest, settlement, slavery, and immigration Ð were
not fundamental
racial traumas;
¥
As if those themes were
somehow
relegated to the past, not constitutive of periodic social upheavals,
both in a
larger political sense, and in terms of the fieldÕs attempts to
explain them.
By recognizing the
presence of this ÒdefaultÓ mode, we can better
understand the seemingly small shifts the sociology of race has
undergone, even
as previous conceptions have been cast aside. These revisions have by
and
large been brought about by the actions of the racial
ÒothersÓ themselves,
helped along by their representatives and allies within the field
itself. It
is this combination of periodic rejection of the dominant sociological
paradigm
by those whom it purportedly describes, and the efforts of sociologists
themselves to make sense of the new situation, to craft a new and more
effective account of race, that I describe as Òthe dark side of
the force.Ó
THE BIOLOGISTIC
PARADIGM
As the field was
organizationally consolidated (roughly from the turn
of the 20th century until the 1920s) it was dominated by the biologistic
paradigm, whose
affinities were social Darwinist and eugenicist. The initial
pre-eminence of
the biological account of race was largely residual. A long meditation
on the
meaning of racial identity and difference had accompanied and indeed
shaped
modern intellectual life from the Enlightenment to the dawning 20th
century. This body of thought was preoccupied with the
ÒnatureÓ of race:
corporeal form, intellectual capacity, and physical beauty were among
its key
themes; these were all characteristics deemed to be intrinsic and
intractable. German idealists, English empiricists, French philosophes, and US founding
fathers such as
Jefferson and Franklin all expatiated at length on these matters. As
the human
sciences developed in the 19th century, race was
investigated (after
a fashion) through such methods as cranial capacity measurement and
phrenology
(Gould 1981; Gilman 1985; Mosse 1978). European authorities like
Lapouge and
Broca continued to exercise influence over early 20th-century
sociologists of race. Indeed, LapougeÕs ÒOld and New
Aspects of the Aryan
QuestionÓ appeared in the AJS in 1899, in some respects
channeling Gobineau
into American sociology at the fin de siecle, and foreshadowing
the linkages
between eugenics and fascism.[16]
James McKee writes
that
Throughout the first
decade of the
[20th] century, race still fell within evolutionary theory
and the
vocabulary of race reflected that: [American] Journal [of
Sociology]
articles spoke of civilization and savagery, of advanced and backward
races. ÒCivilizationÓ defined the highest stage within
social evolution; the lesser
stages of development were Òbarbarian Ò and
Òsavage,Ó and people of African
origin were declared to have come from a savage culture (McKee 1993,
29).
This was
Òcommon-senseÓ evolutionism, but it intersected well with
the social Darwinism
and eugenicism that constituted racial science in this epoch. At the
turn of
the century eugenics was nearing the height of its influence.[17] Although biologistic
theories about race long predated 19th-century
science, they acquired new credibility with the ascent of evolutionary
theory
after Darwin. The term ÒeugenicsÓ was coined by
DarwinÕs cousin Francis
Galton with his 1869 book Hereditary Genius. The evolutionist
approach
to race was also supercharged by the claims of Spencer regarding the
social
significance of racial instinct, and the social Darwinism of Sumner
among
others. Further influences proceeded from the everyday debates of the
times.[18]
Eugenics offered a
seemingly far more objective, quantitatively
sophisticated methodology for the study of racial matters than had
previously
been available in the social sciences. Indeed it is to eugenics that we
owe
the introduction into sociology of inferential statistics, calculus,
and the
concept of regression to the mean (Marks 1995; Zuberi 2001; Kevles
1985). Eugenics deeply influenced all the social sciences; it was
embraced not only by
mainstream psychologists, historians, anthropologists, and other
academics, but
also by many feminists and socialists who saw in it a rationality and
commitment to science that contrasted with the residual superstition of
older
ways of thinking about population, sex, and such social problems as
education,
public health, housing, and especially crime and deviance (Rafter
1997).
In the US eugenicist
thought was most centrally applied to issues of
immigration, but also operated in debates about poverty and race. How
was the
US to deal with the hordes of immigrants arriving around the
centuryÕs turn
from racially ÒotherÓ areas of the world -- Jews, Greeks,
Italians, and Slavs,
not to mention Asians: in effect all the worldÕs
Òothers,Ó its
non-English-speaking, non-Protestant, huddled masses?[19] How were blacks, now
emancipated
and citizens (at least in theory), to be regarded? There were strong
affinities between eugenics-based viewpoints and American nativism, as
there
were between eugenics and anti-black views.[20]
The 1916 publication
and wide circulation of Madison GrantÕs The Passing of the
Great Race
signified a general trend toward immigrant exclusion on the grounds of
ÒnaturalÓ racial hierarchy.[21] William Graham
SumnerÕs social
Darwinism probably best exemplified this trend (Sumner 1963). Edward A.
RossÕs work (1914; 1920, 59-70), though more nativist than
social Darwinist,
also reflected some of these biologistic presumptions.[22] A host of early
sociolocial
writings and debates treated race as a ÒnaturalÓ
phenomenon.
Biologistic
understandings of the sociology of race were competing with
cultural ones by the 1910s. In part this was an outcome of the
insurgent
sociology being produced by black writers and researchers at this time.
Du
BoisÕs voice reached social scientific readers (albeit only
sproradically),
both through publication in the AJS and in the Annals of
the American
Academy of Social and Political Science. His The Philadelphia
Negro
was published in 1899: this was an entirely pathbreaking work that
combined
urban and labor sociology, studies of what we would now call social
stratification, criminology, the sociology of religion, and historical
and
political sociology as well. The bookÕs formidable empirical
commitments far
outstripped anything else written during that epoch, and anticipated
Chicago
urban studies by two decades or more. But it received little attention.[23] The Souls of Black
Folk (1903) did better, selling
particularly to black readers; some sections of the book had appeared
previously as articles in The Atlantic and elsewhere.
An early pragmatist
as well as racial radical, Du Bois had become a
sociology professor at Atlanta University in 1897, while still working
on The
Philadelphia Negro. He remained at Atlanta until 1910, producing
with the
help of students and associates a steady stream of empirical studies on
black
institutions (religious, educational, economic, etc.), on the social
conditions
of black folk, particularly in the South, and on US racial dynamics.
Although
not without flaws and constantly limited by inadequate resource
availability,
the Atlanta studies remained the most empirically detailed and
sophisticated
sociological analyses of racial conditions available in the US until
the arrival
in the South of ParkÕs black Chicago graduates (notably Charles
S. Johnson)[24] in the late 1920s and
1930s.
During this period as
well there was a significant growth in
sociological activity at black colleges and universities. To list only
a few of
these developments: at the Hampton Institute the Negro Conference was
created
under the leadership of Thomas Jesse Jones, where it continued for two
decades. Hampton was also the institutional base for the research
journal The
Southern Workman, which from 1903 to 1935 published empirical
research that
paralleled Du BoisÕs Atlanta University studies. At Howard
University the
mathematician Kelly Miller established the Sociology department in 1895
and
taught there for forty years; the Howard department came to include
such
crucial black sociologists as E. Franklin Frazier and Alain Leroy Locke.[25]
Racial biologism was
confronted during and after WWI by a range of
phenomena it could not readily explain: most centrally the newly
apparent
agency of racially-defined minorities, whose widespread urbanization,
incorporation into the industrial working class, and incipient
political
mobilization clearly exceeded the logic of the old paradigm. This was
the era
of the Harlem Renaissance, the Garvey movement, and The Crisis.
As a result a Òcultural
turnÓ began to take hold in the
sociology of race. The culturalist trend appealed to many mainstream
sociologists disaffected with social Darwinist and Spencerian
evolutionism, and
dismayed by the intractability the biologistic paradigm assigned to
race. So
racial themes and race itself now began to be recognized as
Òsocial problems.Ó Initial challenges to biologism were
timid, merely replacing its overtly
"natural" framework with one based on concepts of cultural backwardness
and disadvantage. These were handicaps, matters that could be
transformed, but
only gradually, over many generations.
Early tendencies in
this direction
were evinced in the work of Franklin Giddings and Howard Odum. Giddings
had
been active in shifting the biologistic racial paradigm towards issues
of
instinct, proposing a racial theory based on the concept of
"consciousness
of kind." A quantitatively oriented, postivistically-inclined thinker
and
committed evolutionist, Giddings became the first professor of
sociology at
Columbia (in 1894). He grounded his sociology of race in a four-stage
philosophical anthropology, of which only the final stage (the
"demogenic") was seen as fully civilized. Many human
"types" had not yet attained this stage; indeed Giddings saw
evolutionary differences as besetting society even in its most modern
configurations, and necessarily generating inequalities of various
types. Giddings's notions of instinct had a strong commonsensical
quality; they may
still be observed today in popular explanations about such matters as
racial
segregation ("like cleaves to like," etc.) and in laments about the
so-called "self-segregation" phenomenon among racially-defined
minorities.[26]
The shift from
accounts based in
supposedly inherent biological characteristics to theories grounded in
concepts
of instinct was not only symptomatic of a declining biologism, but also
signified the expanding explanatory ambition of the field. Here was an
early
appearance of a social concept of race, though obviously the sociality
that an
instinct-based theory could recognize was still limited. Instinct
remained a
nearly natural concept; it still signified something intrinsic and
largely
unalterable. But there was a shift here too: that something could be
explained
by social patterns and structures that gave rise to it over time:
"folkways" for example.
This early
recognition of the
sociality of race is visible in the work of Howard Odum, who suggested
that
black isolation from the dominant (i.e. white) culture was profound
enough both
to forestall "civilizing" influences and to preserve uniquely black
(but also implicitly backward) cultural characteristics. Odum's Social
and
Mental Traits of the Negro (1910) was originally a dissertation
completed under
Giddings. His later work on southern black music and folk tales
simultaneously
chronicled the complexities of African American life in the
Òblack beltÓ and
documented its isolation. A committed social reformer and sometimes
embattled
white racial "moderate" in the segregationist South, Odum looked at
black culture with real attention and respect. Yet his preoccupation
with folk
traditions tended to reify the racial separatism linked to Jim Crow,
and to
minimize the extent to which an oppositional black modernity was
emerging in
the US -- and in the South -- in the early decades of the 20th century.
Thus
we can find in Odum's work foreshadowings and hints both of the
"separate
development" arguments of black nationalism and of the "culture of
poverty" arguments that would stress black "disadvantage" as an
explanation for inequality in the 1960s. His cultural sociology of race
was
able to retain a good deal of the old framework of racial hierarchy
that had
earlier been a mainstay of the biologistic paradigm, while dispensing
with some
of the overt racism inherent there.
In fact Giddings,
Odum et al were
by no means devoid of a paternalistic racism of their own. The very
designation of African American relationships and institutions as
ÒfolkwaysÓ --
implicitly premodern and sociohistorically retarded -- depreciated and
dismissed the black (and indigenous, and colonized, and immigrant)
presence in
the modern world. These leading (and most other following) scholars
remained
blithely ignorant of black political activity as well as black
sociological
research and analysis. Nor did they generally understand "other
others" -- Asians, Latin Americans, indigenous people, Arabs, and so on
--
as capable of self-activity, collective or organized, in civil society.
Needless to say, conflict over inequality, political and civil rights,
and the
meaning of race did not preoccupy this viewpoint.
During the 1910s and
1920s debates
over race and culture expanded significantly throughout the social
sciences;
these debates deeply affected sociological thought on race. Three
crucial
developments that must be noted, necessarily far too briefly in this
essay: the
advent of Boasian cultural anthropology as a challenge to the physical
anthropology that then dominated the field; the development of IQ
testing in
psychology under Lewis Terman, a process that was first linked closely
with
eugenicism and the Òfeeble-minded," and then later adopted its
own
version of culturalism in the quest for an ÒobjectiveÓ
measure of intelligence;
and the seemingly definitive vindication of slavery in American
academic
history with the publication of Ulrich PhillipsÕs American
Negro Slavery
in 1918.
Franz Boas's work was
devoted above
all to the claim that cultural variation among distinct peoples could
not be
ranked hierarchically or classified along a scale that ran from
civilization to
savagery. Boas sought both to counter nativist and eugenicist positions
in the
public sphere, and to rethink cultural anthropology so as to surpass
such positions. He bequeathed a remarkable anti-racist, though of
course somewhat uneven,
legacy. His contributions were based upon decades of work at Columbia
and
through the American Museum of Natural History, where he had to coexist
(and
contend) with various eugenicist stalwarts, politicians, and trustees.
In the
anti-racist annals of American social science, Boas's contribution is
exceeded
only by that of Du Bois. He trained dozens of influential
anthropologists
(among them Hurston, Freyre, Benedict, and Herskovitz), and deeply
reoriented
the field in the US.[27]
Intelligence testing,
first
developed by Binet in France during the 1890s, was employed by
psychologist
Lewis Terman to sort military recruits during WWI. Terman, along with
such
other early influential psychologists as Robert Yerkes and Carl
Brigham, linked
racial difference (by which was meant southern and eastern European
migrants as
well as US blacks) to differences in ÒIQ,Ó thus
reinforcing Galtonian
arguments. Justice Holmes invoked this racial "science" as late as
1927 in the Buck v. Bell case, to justify an
order of coercive sterilization of a
Òfeeble-mindedÓ white girl from the rural South. Later,
in the face of
concerted arguments from such prestigious figures as Walter Lippman,
Terman
collaborated with anthropologist Alfred Kroeber to design IQ tests that
were
supposedly Òculturally neutral.Ó Debates over "hereditary
genius"
(that is, intelligence) resurface steadily, most recently in the
controversies
sparked by Herrnstein and Murray's The Bell Curve (1994), a
book that
focused on putative differences in intelligence and their supposed
correlation
to race.[28]
PhillipsÕs
account of slavery as a
benevolent institution caring for uncivilized and culturally backward
blacks,
and of the South as falling prey to merciless and money-grubbing
northern
capitalists and carpetbaggers who invaded under the cover of
Reconstruction,
summarized and justified the cause of southern irredentism on a
national scale. The romance of the noble "lost cause" achieved a degree
of
acceptance (among whites at least) that has still not been entirely
reversed,
despite Du BoisÕs masterpiece of refutation Black
Reconstruction in America (1935)
and a flood of revisionist historical studies of slavery that were
produced
during and after the 1960s. The "invaders" were shown by Du Bois to
have included numerous black and white schoolteachers (many of them
Quaker and
Methodist women), thousands of northern blacks who saw themselves as
returning
from exile to minister to a homeland devastated by war and suffering,
many
Radical Republicans intent on fostering land reform and political
democracy,
and not incidentally a great many ex-slaves who had emancipated
themselves through resistance
(unarmed and
armed) during the course of the Civil War. This alternative viewpoint
on
Reconstruction remained unnoticed, despite the efforts of Du Bois et
al, until
the 1960s; it was swept away by Birth of a Nation and the
thousand other
irredentist accounts, both academic and popular, that flooded the
popular
imagination and the academic marketplace, especially after Phillips's
book
(Blight 2002).
THE PRAGMATIST
PARADIGM
The wide-ranging
debates about race
in the first few decades of the century focused their attention --
despite
great variation in their political orientations and commitments to
racial
(in)equality -- on the issue of cultural variation across racial
categories. All displayed a diminishing commitment to the biologistic
model of racial
difference. This culturalist approach to race acquired ever-greater
weight in
sociology during the 1920s, notably in the work of Edward Reuter. An
early
population specialist and lifelong race theorist, Reuter's positions
overlapped
to a considerable extent with the emerging perspective of Robert Ezra
Park and
his group of students and associates at the University of Chicago. Reuter emphasized "culture contact"
and
race-mixing as dynamic processes that shifted the social dimensions of
"the American race problem" over time. He situated US racial patterns
in a global context, influencing Park (his work The Mulatto in the
United
States [1918] was his dissertation, directed by Park). [29]
Park's
importance in
developing the sociology of race can scarcely be exaggerated; he is
eclipsed
by few figures besides Du Bois. Notably, he only slowly detached his
position
from a belief in
Òracial typesÓ (a quintessentially culturalist viewpoint)
and from the highly
deterministic Òrace-relations cycleÓ he had charted while
supervising a field
research projectin Hawaii.[30] Still ParkÕs
humanistic and personal
anti-racism contrasted sharply with most of his contemporaries. His
early
journalistic work had put him directly in touch with southern black
poverty and
the horrors of imperial rule in Africa. At Chicago his group
consolidated
their pragmatist approach over the 1920s and 1930s, first by rejecting
biologism for a more sociocultural approach, and then by developing
their views
on the agency and capabilities for collective action inherent in
racially- (and
ethnically-)[31] defined minority
communities.
Park resolutely
insisted on placing
US racial dynamics in a global and historical context, at first
emphasizing
"culture contact" as Reuter had done, but later situating that theme
in the context of empire-building and colonialism, as well as linking
racial
conflict to nationalism (Park 1950).
ParkÕs work on
race, the city,
empirical methods, and cultural contacts was initiated at roughly the
same
moment. His students became accustomed to treating the city as a vast
sociological
laboratory. Chicago was also the first top-ranked sociology department
to
admit significant numbers of racial-defined minority graduate students.
Such
leading early black graduate students as Ira De A. Reid and Charles S.
Johnson
would be followed later in the department by such notables as E.
Franklin
Frazier and Oliver C. Cox, among others. In some ways reinventing the
pragmatist sociological wheel that Du Bois had constructed in
Philadelphia and
Atlanta,[32] the Chicago department
modernized
and democratized the sociology of race, albeit in uneven ways. Chicago
became
identified not only with a new racial sociology but with an approach
that
addressed such matters as urbanism, immigration, and imperialism (the
Òracial
frontierÓ) with far greater effectiveness than its predecessors.
The resurgent
racial reaction and nativism of the 1920s Ð visible in widespread
anti-black
rioting, anti-immigrant legislation, deportation of thousands of
immigrants in
consequence of the Palmer raids, and the disgraceful demonstration of
hundreds
of thousands of KKK members at the Capitol in Washington DC, also
disturbed the
disciplineÕs progressives, for whom Chicago was headquarters.
A renovative approach
to
immigration also characterized the pragmatist sociology practiced in
Chicago
during these years. Over three years (1918-1920) Chicago sociologists
W. I.
Thomas and Florian Znaniecki published their five-volume study The
Polish
Peasant in Europe and America, which significantly reconceptualized
the
sociology of migration.[33] This enormous project
combined a
great deal of primary data with an unprecedentedly humanistic account
of
migration. Although they weren't primarily concerned with race, Thomas
and
Znaniecki's work still broke new ground by dispensing with the racism
common in
contemporary work on immigration. They theorized their subjects as
world-aware
agents who comparatively assessed their situations in Central Europe
and
Chicago, using political, economic, and cultural criteria. This was a
quite
different perspective on the "huddled masses"; Thomas and Znaniecki
should be seen as the founders of today's sophisticated sociology of
migration.
In rethinking race
via the
pragmatist tradition, the Chicago ÒSchoolÓ was returning
this uniquely American
philosophical complex to its roots, which lay in abolitionism and the
reactions
of Oliver Wendell Holmes Jr. (he of Buck v. Bell) and Charles S.
Peirce to the
Civil War and its aftermath. Pragmatism also shaped William
JamesÕs attention
to problems of agency in social psychology and John Dewey's concern
with the
practical problems of fostering and maintaining a democratic public.
(Menand
2001; Joas 1993; West 1989; Bulmer 1984; Abbott 1999; Feffer 1993). The work at Chicago,
linked on the one hand to this
primary US philosophical tradition, and on the other to American
progressivism,
represented a tremendous infusion of realism and attentiveness into the
field
of sociology.
But the Chicago
approach to race
also remained limited. ParkÕs aversion to political sociology
and insistence
on value-free methodology, always a chimera in social scientific
research,
inhibited the effectiveness of Chicago sociology as racial critique.
Racial
inequality and injustice were not seen as outcomes or objects of state
policy,
but as phenomena of civil society. Lacking a focus on the racial state,
Park
(and to varied extents the Chicago researchers he mentored) argued that
racial
conflict itself would generate egalitarian and inclusive pressures;
this was
the essence of the "race relations cycle" (Lyman 1972, 27-51).
Political alliances with progressive whites, feminists, the labor
movement, or
even among racially-defined minorities themselves were not considered
viable;
this view may have descended from Park's association with Booker T.
Washington. Park's sociology of race also tended to analogize US racial
struggles with the
European national conflicts he had observed during his graduate school
days in
Heidelberg. In his view the European model of "ethnocracy" (Persons
1987, 79-83) paralleled US racial stratification, explaining both
prejudice and
discrimination (whites' defense of their privileged status) and the
ineluctable
pressures of assimilation (blacks and other minorities overcoming the
cultural
disadvantages imposed by slavery and exclusion).
Still, Park and his
students
managed to validate racial conflict as an engine of social change and
an
essential component of American democracy. They recognized the agency
of the
racially subordinated and oppressed, and indeed understood it as a
species of
nationalism. Their departure from the generally static and structurally
determined sociology of race that Chicago had inherited constituted a
dramatic
innovation, an important reform in the field. The combination of all
the developments
I have just enumerated (and many more factors I cannot examine here,
such as
the centrality of micro-level work at Chicago as developed by Mead and
extended
and modified by Blumer) Ð revitalized the sociology of race in
numerous ways. In particular the ÒSchoolÕsÓ
emphasis on an empirically-driven approach to race
brought new attention to issues of variability, agency, and conflict
among
racially-defined groups. Work at Chicago at long last incorporated at
least
some of the insurgent insights pioneered by Du Bois -- long relegated
to
sociologyÕs margins because of his radicalism as well as his
race -- into the
disciplinary mainstream.
Despite numerous
limitations,
Chicago sociology attended to race in a far more nuanced, respectful,
and
democratic way than had its mainstream predecessors. Chicago scholars
talked
to blacks and Asians, trained black researchers, and paid attention to
the
complex sociohistorical environment in which race operated. However
unevenly
and tendentially, Park, Thomas, Wirth, Blumer et al broke with the
biologism
and the unquestioning white supremacism that had characterized the
field before
their arrival.
By the 1930s the
pragmatist
sociology of race was losing authority. Numerous factors were
responsible for
the changes underway. A major social-psychological turn in the 1930s,
the rise
of quantitatively-oriented survey research,[34]
and most centrally the onset of the Depression reoriented the field's
mainstream, rendering less attractive Chicago's preoccupations with the
urban,
immigration, and group conflict/accommodation. On the margins of the
field
Marxist currents gained influence: here interest in race
continued and
even grew, but these approaches centered on labor, inequality, and
class in
general, thus narrowing the scope of racial studies.[35]
To be
sure, the influence of the Chicago "school" remained, helping to
shape at least one more epochal study of the Chicago urban landscape,
St. Clair
Drake and Horace Cayton's Black
Metropolis: A
Study of Negro Life in a Northern City. This mammoth
community
study that appeared in 1945 remained very much in the pragmatist
tradition,
devoting extensive attention to the self-organization of the community
its
authors named "Bronzeville." With its emphasis on economic life, family
structure and ties to the South, education, housing, etc., Black Metropolis evoked the
tradition, not
only of Park and Wirth's Chicago sociology,[36]
but also of Du Bois's The
Philadelphia Negro, the founding work in American pragmatist
sociology. Black Metropolis
was in many respects the
last hurrah of the Chicago sociology of race.
Chicago sociology had
provided a
comprehensive account of race, however imperfect and uneven, especially
as
concerned the United States. This approach was at once interactional;[37] local/urban/national;
and situated in a global field of population
movement, culture contact, and empire. But at the same time, in good
pragmatist fashion, it was decentered and subject to the interests,
identities,
and interventions of the conscious actors it studied. Chicago sociology
was
relatively non-theoretical, with the exception of those theories we
would now
consider "middle-range": such were Park's "cycle" or
Blumer's symbolic interaction. Chicago's incipient holism, its lack of
a
fundamental, unifying conceptual frame,[38] and its openness to
conflict,
opened the way for the structural-functionalist account in the US, at
least as
much as did any importation by Parsons, Shils, and others of Weber and
Durkheim
(the usual reason given for structural-functionalismÕs
rise).
THE
STRUCTURAL-FUNCTIONALIST PARADIGM AND THE
CIVIL RIGHTS MOVEMENT
Meanwhile the field's
center of
gravity moved east from Chicago to Columbia and Harvard, where during
the 1940s
and 1950s the structural-functionalist paradigm would attain the
dominant
position in sociology. Not only was the pragmatist stress on conflict
and
agency Ð especially as seen in its Chicago version Ð
incompatible with the
political and cultural unity demanded by wartime conditions, but
sociology was
proving itself useful to the powers, corporate[39] and
state-based,[40] that
wielded most of
the resources the field needed to operate, first in depression, then in
wartime, and then in the "twilight struggle" of the Cold War. The
New Deal-sponsored work on labor conditions and cultural matters that
had
shaped sociology in the 1930s gave way to wartime government research:
oriented
to planning, military recruitment, and shifting demographics and
opinions in
the US.
Structural-functionalism's
rise with the onset of World War II also seemed to surpass Chicago's
pragmatist
approach to race. Whereas the US sociology (including the then leading
Chicago
department) had been roiled by conflict over the US entry into the WWI
in 1917,
WWII inspired no such discontent or criticism in the field. Like every
other
profession, the field of sociology harnessed itself to the war effort,
an
enterprise that (after Pearl Harbor, anyway) encompassed left and
right, rich
and poor, white and black. With their focus on social integration
structural-functionalism's chief architects aspired to a disciplinary
consensus
never before achieved. [41] They tended to
ignore or dismiss radical tendencies (Marxism most
notably), and
assiduously sought to incorporate a wide range of social conflicts in
their
effort at systematization.
Race relations (no
longer
understood as racial "conflict") was no exception. The
structural-functionalist approach was notable for its racial
liberalism
and integrationism. The Chicago sociology of race had viewed
integration (or
more properly, assimilation) as the end-stage of a prolonged process of
conflict and accommodation whose realization in the US remained a long
way off. Chicago's successors in Cambridge and Morningside Heights were
considerably
more sanguine about racial progress. This may be explained, not only by
the
appearance of highly influential new work (notably the Myrdal study;
see
below), but also by the shifting experience of race relations,
especially in
the 1940s. An increase in racial solidarity (in the Durkheimian sense)
accompanied the War, and achieved some theoretical function, so to
speak, at
least in early structural-functionalist thought. Well into the 1960s
that
approach seemed to inform and support the post-WWII civil rights
movement; indeed
structural-functionalism may be characterized as the paradigmatic
expression
of the civil rights movement in the sociology of race. The chief
spokespeople for
structural-functionalism -- Parsons, Merton,[42] and Robin Williams
among others --
wrote extensively and effectively about race, analyzing prejudice and
discrimination.
Racially, the War
mobilized every
sector of society, finally bringing an end to the Depression. The War
provided
racially-defined minorities with industrial employment, entry into the
armed
services, and a degree of social inclusion they had previously lacked.
It
fomented black, Mexican, and Puerto Rican migration from the
sharecropping
plantations of Dixie (and Texas, and Arizona, and Ponce) to the
industrial
North, the Midwest, and the developing West. It diminished the poverty
and
suffering of the depression years, and tendentially narrowed the gaps
and
tensions that had previously divided racially-defined groups. Not that
the
War was an all-out effort for racial inclusion and equality; in
practice it was
a more contradictory affair, racially speaking, for the US. The
Atlantic War
was democratic, tolerant, and inclusive; the Pacific war was rife with
racism
toward the "Japs." This racism was imported into the domestic milieu
by a ferocious bigotry, which culminated in the notorious 1942
Executive Order
9066 and its internment of US Japanese-Americans.[43]
No
comparable outrage was committed against German- or Italian-Americans,
although
there were more than a few detentions in
those
communities as well.
The
structural-functionalist
framework generally stressed the unifying role of culture, and
particularly
American values, in regulating and resolving conflicts. This approach
was
notably in evidence in respect to the sociology of race. It converged
with the
argument of the Myrdal study, An American Dilemma, which
appeared in
1944. I use the verb "converged" because it is difficult to say that
the work of Myrdal, a Swedish parliamentarian and social democrat as
well as a
social scientist, was greatly influenced by that of Parsons et al. More
likely
the reverse -- Parsons was a racial liberal and Merton had been
involved in
civil rights activity in his undergraduate days[44] -- but in any case
the
consensual political climate of the war years provided an appropriate
moment
for calls for racial reform. This was a point Myrdal made clear in his
book's
concluding pages, pointing out the inconsistencies and contradictions
inherent
in a racially exclusionary and discriminatory society's leading a war
for
democracy.
Myrdal's book was
perhaps the
single most influential work ever published in the sociology of race.
His
central thesis about the discrepancy between racial injustice and
Òthe American
creedÓ was deeply linked to mainstream liberalism, racial
gradualism and the
ideal of racial assimilation. The product of an enormous group effort
in which
a great many sociologists were involved,[45]
An American Dilemma
also reflected its author's extensive observations and inquiries in
African-American
social settings, much of which was undertaken with the aid and guidance
of
political scientist and neo-Marxist (as well as future diplomat and
Nobel
laureate) Ralph Bunche. Myrdal's sympathy with American blacks and vast
documentation of the injustices visited upon them did not result,
however, in a
denunciation of US racism, perhaps because he resolutely sought to
address the
American "mainstream," perhaps because he undertook his project under
the shadow of WWII, which despite all its limits and illusions he still
properly understood as a struggle for democracy, and perhaps because
his
patrons at the Carnegie Foundation and elsewhere would not have
accepted so
radical a critique, especially in wartime (Jackson 1990; Southern 1987;
Stanfield 1985). So, rather than presenting his "dilemma" as
something endemic and foundational in US society and culture, he framed
racism
(a word he did not use) as an aberration, a retardation and obstacle
besetting
the higher virtues of US democracy. He combined this account with a
Fabian
faith in progress over the historical medium- to long-term: the theory
of
"cumulative and cyclical development" that he was later to apply to
the global problem of economic development (Myrdal 1963). He also
presented
assimilation as an unproblematic objective of racial reform, a position
that
surely differed with the views of many of his black informants.[46] In short Myrdal's
devotion to the cause of racial reform -- the
product of many determinations and influences -- drove his project at
its most
fundamental level. This treatment resonated very deeply with the
structural-functionalist perspective.
Another
major sociological study that tackled race issues at this time was
Stouffer et al's The
American Soldier. Research for this project was initiated in 1941
with War
Department/Department of Defense support; it was published in 1949-1950
(Stouffer et al 1949-1950; see also Merton and Lazersfeld 1950).
Stouffer et
al devoted significant attention to racial attitudes in the wartime
military,
and to the experiences of the over one million black members of the US
armed
forces. In
its
explicit examination of the tensions of racial segregation and the
aspirations
for racial progress that characterized the wartime armed forces, The
American
Soldier strongly paralleled the Myrdal study, which had preceded it
by some
five years. In Stouffer et al's interviews, white soldiers continued to
express their Negrophobia, while blacks articulated their expectations
-- as
they had in WWI -- that their sacrifices in wartime would be recognized
and
rewarded later. Stouffer et al suggested
that the
War reduced the degree of white racism. While not a vacuous claim, the
extent
of this meliorism has since been called into question. To be sure, the armed forces
remained
segregated, various race riots (and even gunbattles) took place on US
bases,
and US servicemen of color were often discriminated against and
assaulted,
sometimes even while in uniform.[47]
Although Myrdal's was
the
predominant voice in the 1940s sociology of race, Stouffer et al's
influence
was also significant, especially since the latter's work appeared at
roughly
the same moment that the US military was finally desegregated. Both
studies
departed from the conflict-oriented approach that had largely informed
the
sociology of race into the 1930s. Viewed in conjunction with other
mainstream
sociological work of the period (notably MacIver, ed. 1949) these works
must be
seen as definitively introducing an integration-oriented perspective on
US race
relations into mainstream sociology.
While recognizing the
gravity of
segregation and racial prejudice, the structural-functionalist view of
race
consistently stressed the integrative qualities of US society; thus the
overlap
of the two uses of that term "integration" -- one that summarized the
key civil rights demands of the era, and one that framed sociological
explanations in terms of social unity and commonality -- is more than a
casual
synecdoche. Deep-seated conflicts were not amenable to the
structural-functionalist account; at most they could appear as "social
problems," or be understood as having "latent" functions (Coser
1956) of an integrative sort. An understanding of race and racial
injustice as
foundational elements in US society and culture (not to mention as
world-historically significant issues), was not possible within this
viewpoint,
which thus tended to marginalize radical accounts such as those
deriving from
the Duboisian tradition, anticolonialist and pan-African thought, or
Marxism.
Once properly
reconceptualized as
symptoms of the tensions inherent in societal self-regulation, however,
racial
matters could be understood as amenable to reform. Racial conflict
received
little attention in Parsons's early work, but after the appearance of An
American Dilemma he began writing more about race. Drawing on
Allport, and
focusing largely upon micro-sociological phenomena, Parsons began
thinking
about prejudice as a problem of values (i.e., white values) in the late
1940s. The edited work Toward a General Theory of Action
(Parsons and Shils,
eds. 1951) contained a substantial essay by Allport taking this
approach.[48] Parsons begins the
essay ÒFull Citizenship for the Negro American? A
Sociological Problem,Ó written for The Negro American
(Parsons and
Clark, eds. 1967) at the height of the civil rights struggle, by
arguing
social-psychologically. He recognizes the values-conflict that
exclusion and
the experience of white prejudice engenders in blacks, echoing
MyrdalÕs
diagnosis of the Òdilemma.Ó A reform-oriented transition
is underway, he
suggests, in which inclusion is first advanced by legal action, then by
politics, and finally by state-based guarantees of social citizenship
and even
redistribution of resources (Parsons 1967, 718). The informed reader
must have
struggled with this even in 1967, notably with its underestimation of
the white
resistance -- from overt "backlash" politics on down to limited
reform -- that such a program would face, and indeed was already
confronting
"up North" as well as "down South."
Looking back on
Parsons's account
of race, what is most striking is his ungainly combination of sympathy
(Òmoderate,Ó to be sure) with the civil rights movement
and his striking
unfamiliarity with the nonwhite world. He does manage some criticism of
white
prejudice and discrimination, but he depicts US Òrace
relationsÓ as undergoing
a steady progress toward inclusion of blacks, a condition which he
seemed to
think was on the verge of accomplishment in 1966. A deeper interest in
black
life and thought, however, eludes him.[49]
Parsons's co-editor
was the eminent
black psychologist Kenneth B. Clark, whose work in The Negro
American
took a much less rosy view of mid-1960s US racial politics.[50] That
edited collection appeared roughly simultaneously with Clark's book Dark
Ghetto (1965) in which he began to reassess what had been a
lifelong
commitment to integration.[51] Clark's analysis of black
exclusion
and white racism invoked the "internal colonialism" framework; his
influential book anticipated Blauner's important radical analyses
(1969; 1972)
that extended and popularized the concept several years later. Clark had been the first tenured black professor
at City
College of New York, where he began teaching in 1942. He is perhaps
best known
for the influence his early work on internalized prejudice (the famous
"doll experients" experiments carried out in collaboration with his
wife Mamie Phipps Clark) had on the Supreme Court's 1954 Brown
decision. But his social psychological approach to racism and black
identity, both
collective and individual, has shaped thinking about racial "identity
politics" more generally, right down to the present day. In rough
parallel to Du Bois's trajectory, Clark's early work envisioned racial
progress
as occurring through integration and the extension of rational and
democratic
norms to US whites; we can see his affinities with the Myrdal model, as
well as
with Parsons's attempted systematization, with this lens. But his
doubts were
already visible in the mid-1960s and became more pronounced throughout
his vast
later ouevre. These led him to more radical -- and in some
respects
more "nationalist" -- positions as similar tendencies gained
increasing traction in the black community.
At its apogee the
structural-functionalist approach to race sought to meld (or
incorporate)
sociological thought into a different kind of nationalism -- the
maintream, US
kind (Bell 1964; Gouldner 1970). Not long after sociologyÕs
embrace of civil
rights came a new round of racial anomalies: above all, the black power
revolt
and its cousins, brown power, yellow power, and red power. In addition
race
began to appear as a global issue, not just a US domestic problem.
Earlier
sociological paradigms had recognized this better than the post-WWII
approaches
did: for all their limits, the biologistic approach had located race in
the
sphere of "development," and the Chicago pragmatists had seen its
intimate connections with imperialism.
During the later
1960s
structural-functionalist sociologyÕs heavy hitters encountered
the limits of
their double-edged integrationism. The larger panoply of post-WWII
racial
issues -- the crisis of the old European empires, and the suppression
during
the 1940s and 1950s of radical (black and racially-mixed) organizations
opposing continuing colonialism in Africa, the Caribbean, and Asia
Ð exceeded
racial moderatesÕ framework: the paradigm could not grasp these
conflicts for
the deeply racialized issues they were, both on their native soils in
Africa,
Asia, and Latin America but also as they were mirrored in movement
activity at
home.
SociologyÕs
leading lights were
cold warriors; they had taken up the civil rights banner at a time when
segregation, lynching, and discrimination against racially-defined
minorities
had become deep embarassments for the US. Did Parsons read Fanon or
even Du
Bois? Did Merton consider the sociology of African development proposed
by his
one-time junior colleague Immanuel Wallerstein? Did Kingsley Davis --
who wrote
on population in South Asia, comparative urbanization, and the
sociology of the
family and reproduction in global perspective -- ever address
anticolonialism? According to Lipset at least (1994), these leading
figures, and many others as
well, came to sociology after youthful involvement with socialism and
communism. No doubt they were nervous in the late 1940s and 1950s; this
was
quite logical: many of them were being watched.[52]
From the
vantage-point of the
present, racial dynamics can be seen as deeply structuring all these
issues. But during the 1950s and 1960s racial issues appeared largely
to be US domestic
problems. They were not to be confused with the battle against
communism.
Racial integration was supported while the purges and witch-hunting
that
stigmatized and disemployed some of the field's most active advocates
for
racial justice were condoned, at least in part. [53] The major
figures
associated with the structural-functionalist paradigm of race did not
oppose
the Vietnam war or consider its racial implications. King's 1967
denunciation
of the war from the pulpit of New York's Riverside Church was condemned
by such
"moderate" sociologists of race as Daniel Moynihan, as it was by such
"moderate" civil rights leaders as Roy Wilkins and Whitney Young. In
the 1960s such figures as Milton Gordon and Nathan Glazer combined
support for
the "moderate" tendencies in the civil rights movement and rejection
of "negative" discrimination (the exclusionary kind), with
denunciation of "positive" discrimination (aka affirmative action).[54] Thus they prefigured or
perhaps launched the neoconservative racial
reaction and the "colorblind" resurgence of the post-civil rights era
(Steinberg 1995).
And sure enough,
racial radicalism
did dismiss the significance of integration, both the movement kind and
the
functionalist kind. To the consternation of the racial "moderates"
and structural-functionalists, that radicalism, redolent of the 1930s,
reappeared in the later 1960s. It posed a discomfiting question: how
much
integration -- in both the sociological sense and the racial sense --
was
American society willing to deliver?
The elective affinity
between movement-oriented racial reformism and
the sociological critique of racial prejudice and discrimination was
real but
not permanent. Reformism made sense in the period before Brown and continued to
represent a vital
political current until the mid-1960s or so. The assimilationism
advocated so
unequivocally by Myrdal and the integrationism put forward by Parsons
and
Clark, however, were soon exceeded by the vast agenda that meaningful
racial
reform entailed. This was a point made forcefully by the new wave of
race
riots beginning in Harlem in 1964, by the assassinations of Malcolm and
Martin,
by the resurgence of black nationalism and the "black power revolt,"
and by the doomed US defense of neocolonialism in Asia. Although
Parsons,
Merton, and other moderates tried valiantly to advocate an
incrementalist and
integrationist view of race and civil rights, by the later 1960s the
reassertion of a conflict-oriented sociology of race (Ladner , ed.
1973) and
the emergence of identity politics were the key problems confronting
the
sociology of race. Structural-functionalism was ill-equipped to face
this
challenge, though many of its key approaches would resurface again in
the 1970s
under the banner of neoconservatism.
THE SOCIAL
MOVEMENT PARADIGM V. THE NEOCONSERVATIVE PARADIGM
By the later 1960s
the civil rights paradigm had been ruptured in
sociology as it had in American politics. Views of race were divided
between a social movement paradigm that criticized the
civil rights reforms of the 1960s as inadequate
and tokenistic, and a neoconservative paradigm that called for
ÒcolorblindnessÓ
despite comprehensive and continuing racial stratification in US
society. All
the standard sociological subjects were in play, and debated, between
the two
antagonistic positions, which we may once again label, in good
sociologese, the
ÒintegrationistÓ v. Òconflict-basedÓ views.
On the one hand, urban riots,
radical anti-racist movements, significant waves of state-sponsored
racial
repression, neocolonial foreign policy and military intervention in the
"third world," and deepening ghettoization and inequality at home,
all seemed to negate the civil rights movement's accomplishments. On
the other
hand, overt racial prejudice seemed to be declining, US imperial
projects were
losing ground both in the jungles of Southeast Asia and in the face of
popular
protest at home, and middle-class racially-defined minorities, at
least, were
experiencing heightened mobility. By the 1970s, in a virtually
unprecedented
development, civil rights laws and practices were coming under fire
from the
political right as Òreverse discrimination,Ó and forceful
claims were being
made that the US was entering a "postracial" era of
"colorbindness" and meritocracy.[55]
These contradictions
were effectively captured in what was probably the
most thorough survey of racial beliefs ever undertaken in US sociology,
Schuman
et al's Racial Attitudes in America (1997 [1985]). This book
remains
notable for its recursive commitments: the authors relate their
findings to
historical trends informed by political conflict, cultural
developments, and
shifting concepts of identity; they also seek to distinguish between
repondents' professed attitudes and their applied beliefs, their
"attitudes in practice." This refinement of Merton's (1949)
distinction between prejudice and behavior, expresses more than the
frequently
noted "disconnect" between expressed racial attitudes and underlying
practice; pondering the effective socialization of their respondents to
racial
attitude research (where research subjects conform to post-civil rights
norms
of tolerance), Schuman et al question the methodological effectiveness
and
accuracy of racial attitude research.[56]
As organized American
sociology ended its first century, a prolonged
period of irresolution and paradigm conflict continued in the sociology
of
race. To grasp the unresolved state of the sociology of race at the
turn of the
21st century is to consider race from a political sociological point of
view. What has been the outcome of the racial reforms extracted by
social movements
from various regimes -- both in the US and globally -- over the
tumultuous
post-WWII decades? In part as a consequence of the civil rights and
anti-apartheid campaigns, as well as anti-colonialist and indigenous
rights
struggles,[57] the sociology of race
underwent a
shift toward a new social movements paradigm. This approach drew
upon
neo-marxist political economy, organization theory ("resource
mobilization" etc.) and cultural studies to propose a "political
process" approach to the sociology of race (McAdam 1982; Morris 1984;
McAdam et al, eds. 1996). Invoking postmodern concepts such as
"contested
racial meanings" and returning to pragmatist sociological ideas of
"role-taking," stigma, and Duboisian "double consciousness"
(Omi and Winant 1994; Winant 2001; Kelley 2003; Balibar and Wallerstein
1991;
Hall 1980; Dawson 2001), the Ònew social movementÓ
approach sought to
understand the radicalization of the racial justice movements of the
post-civil
rights, postcolonial, and even post-apartheid (after 1994) period.
The movement
influence (and movement critique) in these works was
palpable. Notably, significant attention was devoted to
"intersectionality" -- the complex linkages among racial,
gender-based, and class-oriented forms of domination and exploitation.
Some
examples: the prevalence and attitudes toward miscegenation and
mixed-race
identities were analyzed as indices of racial rule and resistance to
racism, as
well as instances of divergence and conflict among feminist,
anti-racist, and
working-class movements (Collins 2004; Higginbotham 2001; Romero and
Stewart,
eds. 1999). Race and gender were studied as key determinations of labor
regimes and citizenship structures in the US (Glenn 2002).
At the same time,
however, the partial but important effects of civil
rights reform in palliating racial injustice, permitting some
desegregation and
upward mobility, limiting if not eliminating racial discrimination in
employment, education, immigration, and cultural production (and other
areas as
well), had tangible consequences for the sociology of race. Advancing
arguments
for a neoconservative paradigm, this current --
also quite vast -- analyzed US racial
dynamics in a manner that often seemed to suggest a
structural-functionalist
approach. Beginning with a largely policy-oriented body of work
critiquing
affirmative action and welfare policy (Glazer 1975; Murray 1984;
Sleeper 1997;
Patterson 1997, Thernstrom and Thernstrom 1997), neoconservatism
developed from
roughly 1970 into a center-right political project with a growing mass
base. Its centerpiece was the claim that, confronted by protest and by
the civil
rights movement's insistent reminders of American values -- "I Have a
Dream," etc. -- US society had moved decisively though imperfectly
toward
racial integration and toward a mainstream, post-racial ideology based
upon the
idea of "colorblindness." Movement orientations were now
anachronistic or worse: they advocated Òreverse
discriminationÓ and practiced
"victimology" (McWhorter 2000). Drawing on long-standing black
conservative traditions (some of them "nationalist" in their own
right), on free-market economics (of another "Chicago school," that
of Friedman, Hayek, Becker et al), and claiming a post-civil rights
orientation
of their own, neoconservative writers made significant headway in the
sociology
of race.[58] By the later 1990s
neoconservatism had ÒgraduatedÓ from postracialism to
postimperialism: its
chief interests were the consolidation of a Ònew American
empire.Ó
Everything seemed
uncertain in this emerging post-civil rights
political and intellectual climate. Old problems once stressed by the
pragmatists resurfaced: ParkÕs linkage of race and empire, and
BlumerÕs
connection between prejudice and racial hierarchy, to pick just two. Du
Bois's
pan-Africanism reappeared as 3rd worldism; Garveyism reappeared as
Afrocentrism. Even debates on biologistic views of race returned: the
neoconservative bible The Bell Curve (1994) received intense
criticism
from sociologists (Hauser 1995; Fischer et al 1996; Fraser, ed. 1995)
and in
critical racially-oriented sociologies of science, genomics, and health
(Duster
1990, 2001; Nelkin and Tancredi 1989). Neoconservative assaults on
affirmative
action contended with with spirited defenses and attempted reframings
of such
policies (Thernstrom and Therstom 1997; Massey et al 2002; Kahlenberg
1996). Such leading figures in the field as William J. Wilson argued
that race was
"declining in significance" (Wilson 1978), proposing a class-based
(or class-reductionist) view of race. Wilson's attempt to reconcile the
social
movement paradigm (with its redistributionist core) and the
neoconservative
paradigm (with its blame-the-victim framework) necessarily cracked
under the
pressure. His position was grounded, not in an argument that racial
inequality
was disappearing, but in a strategic orientation he described as social
democratic (Wilson 1999).[59] This view made too many
concessions
to the developing neoconservative consensus of official
"colorblindness." It tended to minimize the ongoing (and in some ways
deepening)[60] racial inequality that
accompanied
(and indeed was reinforced by) the neoconservative "colorblind"
position.
So we are in a
quandary, we sociologists of race: as the 21st century
begins, we lack a dominant theoretical paradigm of race. Although this
situation has all the characteristics of an interregnum, it is far from
a
peaceful one. If the neoconservative viewpoint continues to gain ground
in the
field, that can only be as a result of larger political developments:
the
evisceration of the welfare state with its attendant contempt for the
poor and
commitment to incarceration as a social policy, the reversion to empire
now
being urged vis-a-vis Islam and the Middle East,[61] or the rise in Latino
population
and influence, which stokes nativist impulses (Huntington 2004;
Brimelow 1995)
not unknown in sociology.
But speaking
intuitively and recalling the experience of attending
recent annual meetings of the American Sociological Association, I find
the
prospect of a recrudescence of the racial right in the discipline of
sociology
rather unlikely. However beset by uncertainties, the sociology of race
remains
movement-oriented. This can be attributed to the deep influence of the
postwar
black movement. I have argued elsewhere that the US racial upsurge was
but one
manifestation (albeit a very important one) of a global convergence of
egalitarian and democratic currents in the sphere of race, a political
"rupture" or "break" that was only contained with great
diffculty over the latter decades of the 20th century (Winant 2001). By
no
means has the influence of this "break" yet disappeared from the
field of sociology.
But that racial
upsurge was certainly contained: both as a global and
domestic political force. It was incorporated in the US and elsewhere
in a
range of "postracial" political hegemonies, of which US
"colorblindness" is but one variant.[62] It has
undoubtedly
made some gains in sociology as well: not only on the right, where a
"colorblind" view is upheld by more scholars than the Thernstroms;
but also on the left, where an antiracist humanism that dismisses the
utility
of the race-concept is acquiring influence (Gilroy 2000). If a
reversion to
the sociological integrationism of Parsons et al is not in the cards
(under
neoconservative auspices or any others), neither is a resurgence of the
social
movement-oriented racial radicalism of the black power (and brown
power, yellow
power, red power) era.
Neoconservative
claims that we have entered a postracial era are
vitiated by the omnipresence of race-consciousness and the continuities
of
structural racism: by almost every conceivable indicator researchers
can bring
forward, the same racial inequalities that existed in the past persist
today,
modified here and there perhaps, but hardly eliminated and not even
much
reduced in scope, especially in terms of black-white disparities. This
is not
the place to inventory the data, but whether we look at wealth/income
(in)equality, health, access to/returns to education, segregation by
residence
or occupation, rates of surveillance or punishment by the criminal
"justice" system, or the many other indicators that compare racial
"life-chances," we find patterns strikingly similar to those of the
past. The sorts of inclusionist reforms sought by Myrdal and the civil
rights "moderates"
who became neocons have simply not materialized.
Meanwhile the radical
demands of the great anti-racist movements of
past decades have also been damaged by the cunning of history. Largely
nationalist and class-based, these positions come up short in an age of
globalization and diaspora, when racially-defined "peoplehood" is
spread across the planet and hard to express (not to mention to
organize) in
traditional nationalist terms. The decline of socialism, however prone
to
criticism the "actually existing socialist regimes" may have been,
has hardly helped political programs calling for racial redistribution.[63]
So a full century
after the American Sociological Society was founded,
the quandary of race, the theme that claimed so much attention so long
ago,
stubbornly refuses to disappear. No new sociological paradigm of race
has
appeared in quite some time, as the field struggles -- and the nation
and the
world struggle -- with the ongoing racial crisis of the post-civil
rights,
post-apartheid, postcolonial era. The old has died, but the new cannot
be
born.
***
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NOTES